Key Responsibilities for the Risk and Compliance Manager:
- Advising internal teams on professional conduct, conflicts of interest, ethics, and industry standards.
- Managing actual and potential claims, conducting internal investigations, and collaborating with professional indemnity insurers.
- Conducting compliance audits across different business groups and coordinating external quality accreditations.
- Tracking upcoming legislative and regulatory developments and coordinating their implementation across the firm.
- Directly supervising and helping to develop a junior Risk and Compliance Assistant.
Skills Required for the Risk and Compliance Manager:
- Strong communication skills, including clear and effective written and verbal communication, with the ability to present complex subjects in accessible terms to stakeholders at all levels.
- Proven mid-to-senior-level experience handling risk and governance within a regulated professional services environment.
- Excellent interpersonal and influencing skills with the confidence to build trusted advisory relationships with senior leadership
Please apply as directed!